† Corresponding author. E-mail:
Project supported by National Natural Science Foundation of China (Grant Nos. 11474361, 51405405, and 11622430).
Considering the high sensitivity of the nonlinear ultrasonic measurement technique and great advantages of the guided wave testing method, the use of nonlinear ultrasonic guided waves provides a promising means for evaluating and characterizing the hidden and/or inaccessible damage/degradation in solid media. Increasing attention on the development of the testing method based on nonlinear ultrasonic guided waves is largely attributed to the theoretical advances of nonlinear guided waves propagation in solid media. One of the typical acoustic nonlinear responses is the generation of second harmonics that can be used to effectively evaluate damage/degradation in materials/structures. In this paper, the theoretical progress of second-harmonic generation (SHG) of ultrasonic guided wave propagation in solid media is reviewed. The advances and developments of theoretical investigations on the effect of SHG of ultrasonic guided wave propagation in different structures are addressed. Some obscure understandings and the ideas in dispute are also discussed.
It is known that ultrasonic guided waves propagating in a body (waveguide) usually with at least two boundaries consist of multiple bulk waves, such as longitudinal and transverse/shear waves. Essentially, these bulk waves are obliquely reflected/refracted by each boundary, causing them to propagate back and forth in the waveguide.[1–6] Inevitably, the interference between them will take place. A steady interference pattern in the waveguide will appear once the interference is constructive in nature. The result of this effect is that propagating bulk waves are guided in a certain direction.
It is important to note that acoustic nonlinearity can be taken as any deviation from the linear law of the transformation of the input wave signal due to its propagation through a carrying system.[7] Thus, the acoustic nonlinear response of ultrasonic wave propagation in a solid may appear in the signal received at all stages starting from the position of excitation source, as well as the wave propagation in the elastic materials. The basic idea of nonlinear ultrasonic wave propagation in a medium is the generation of waves with multiple frequencies. The importance of studying nonlinear ultrasonic wave propagation is motivated by the fact that such waves generated can be excellent tools for analyzing different properties of materials in the early stage.[8–12] The use of nonlinear ultrasonic waves has been proposed as being one of the most promising methods for evaluating material damage/degradation in the early stage.[13–16] The principal investigation on nonlinear ultrasonic guided waves generally focuses on the analyses of generated waves whose frequency differs from that of the primary guided wave signal. Due to the convective nonlinearity independent of the material properties and the elastic nonlinearity in a solid, the distortion of ultrasonic guided wave propagation can cause the higher harmonic generation. One of the typical nonlinear phenomena is the generation of second harmonics.[17]
Compared to bulk waves, the effect of second-harmonic generation (SHG) of ultrasonic guided wave propagation is much more complex because of its dispersion and multimode features.[18,19] In general, the effect of SHG is tiny and easily overlooked due to the dispersive nature of guided waves. Meanwhile, the multimode feature makes it difficult to generate the single guided wave mode desired. Theoretical analyses of generation of second harmonics of ultrasonic guided waves can provide a guideline for practical applications of nonlinear ultrasonic guided waves.
A straightforward analysis of SHG of ultrasonic guided waves propagation can not only provide us with an insight into its physical process, but it also can enhance the understanding of technique based on nonlinear ultrasonic guided waves for practical applications. In this paper, the features of multimode and dispersion of ultrasonic guided waves are firstly discussed to show the importance of suitable mode selection and frequency tuning for ultrasonic guided waves testing. Two general methods are provided in Section
Dispersion equations can be obtained by solving the equations of wave motion and enforcing the satisfactions of boundary conditions for wave propagation in the waveguide. Generally, solutions for the dispersion equations can only be found numerically.[20,21] Thus, the propagating guided wave modes can be depicted in phase velocity dispersion curves, as shown in Fig.
In general, an ultrasonic guided wave propagates as a wave packet containing a number of neighboring frequency components around the center frequency. The speed of the wave packet is called group velocity, while the phase velocity is the speed of phase shift of a pure single frequency wave mode. As shown in Fig.
The nonlinear wave equation in Lagrangian coordinates is expressed as[24–28]
The perturbation method can effectively be used to solve the nonlinear wave equation, and thus the solution can be taken as the sum of the primary wave
To find the solution of second harmonics of primary guided wave propagation, two methods of theoretical analyses were successively used. First, Deng used the technique of nonlinear reflection of acoustic waves at an interface to derive the solutions of second harmonics of Lamb waves, and the investigations revealed the corresponding physical process of SHG.[27,28] Further, Deng derived the cumulative second-harmonic solution that could be used to effectively describe the distortion of the second-harmonic field patterns.[29] Subsequently, Deng and de Lima et al. separately used a combination of second-order perturbation approximation and modal expansion approach to develop a more general solution of second harmonics.[31,32]
The acoustic fields of second harmonics of Lamb wave propagation are considered as the superposition of a series of double frequency Lamb wave (DFLW) modes. The contribution of each DFLW component to the second-harmonic fields is mainly dependent on the difference between the phase velocities of the primary Lamb wave mode and that of the said DFLW, as well as the degree of energy coupling between them. The field of the DFLW component has a cumulative growth effect when its phase velocity exactly or approximately equals that of the primary Lamb wave mode and the energy coupling between them is not zero. The solutions obtained provide a physical insight of SHG of the Lamb wave with a cumulative growth effect. These investigations lay the basis for the theoretical development of SHG of ultrasonic guided waves.[27–32] The two methods of theoretical analysis of SHG will be briefly reviewed.
To study the effect of SHG of guided waves propagation, Deng first investigated the feature of the second-harmonic field of the Lamb wave propagation in an isotropic plate,[29] using the technique of nonlinear reflection of acoustic waves at an interface.[33,34] Primary Lamb wave propagation can be taken as the superposition of the four bulk wave modes (two longitudinal and two transverse waves) propagating in the plate, as described in Fig.
The primary wave field of Lamb wave propagation can be expressed as
The acoustic field of second harmonic of primary Lamb wave propagation can be obtained by analyzing the self- and cross-interactions of the two longitudinal waves and two transverse waves. Through these complicated self- and cross-interactions, ten driven longitudinal second harmonics and four transverse second harmonics will be generated.[29,33–35] Generally, only the self-interaction of the primary longitudinal wave (i.e.,
The second-harmonic boundary condition at the two surfaces of the solid plate requires that the components of second-harmonic stress equal zero. Generally, this boundary condition cannot be satisfied if only the driven second harmonics are considered. In fact, these driven second harmonics (generated by
Based on the technique of nonlinear reflection of acoustic waves at an interface, the general solution to Eq. (
The above analysis based on the technique of nonlinear reflection of acoustic waves at an interface is straightforward and convenient for understanding the physical process of the nonlinear guided waves propagation in solid media. In addition, the solution derived is relatively easy for numerical computations and can also be readily used to demonstrate the influence of the location of the excitation source on the second-harmonic field. However, the solution derived by this method is relatively complex and cumbersome, and it is not applicable to the case where the phase velocity matching is approximately satisfied, as well as the case where ultrasonic guided waves propagate in anisotropic media or waveguides with arbitrary geometries. To avoid these deficiencies, Deng and de Lima et al. separately adopted the modal expansion analysis approach to investigate the secondary wave field of guided wave propagation within a perturbation approximation.[31,32]
According to the modal analysis approach, the solution of acoustic field generated by the surface traction
Generally, the normal modal analysis approach is based on the reciprocity relation, while the reciprocity theory cannot be used to analyze the nonlinear problem. However, under a second-order perturbation, the acoustic nonlinear response can be considered as a perturbation to primary wave motion. Thus, the SHG of ultrasonic guided wave propagation can be taken as a linear response with the given excited sources due to propagation of primary guided waves.
The acoustic field of the second harmonic generated can be constructed via this modal expansion approach. By using the normal mode expansion approach, the second-harmonic field of Lamb wave propagation can be considered as a linear summation of a series of DFLW modes. However, it is inconvenient for numerical computations by employing the normal modal analysis approach to analyze the second harmonic field of guided waves propagation. Considering the complexity of nonlinear guided waves, combining the nonlinear reflection of acoustic waves at interfaces and normal modal expansion can be used to understand the physical insight and propagation procedure of SHG of guided waves. A straightforward approach for analysis of DFLWs by using the partial wave technique and modal analyses approach was proposed by Deng.[36] As described in Fig.
It is known that the particle displacement of shear horizontal (SH) guided wave propagation is in parallel to the surface of the waveguide.[37] In general, each guided wave mode can be taken as superposition of partial bulk acoustic waves satisfying the corresponding boundary conditions. A SH guided wave mode can be represented by two shear waves that are reflected at the upper and lower boundaries of the solid plate. Modal analysis of waveguide excitation can effectively be employed to investigate the SHG of SH guided wave modes under second-order perturbation.[38,39]
If the excitation source of the SH wave mode is located at z = 0, and the mth SH wave mode with angular frequency ω is produced in the plate of thickness 2d as shown in Fig.
The SHG of an SH wave mode can be analyzed by using the modal analysis approach. It is shown that the total second-harmonic field of a SH wave mode can be decomposed into a series of DFLW modes, due to the self- and cross-interactions of primary partial bulks waves. The field of a DFLW will have a cumulative growth effect versus propagation distance if its phase velocity exactly or approximately equals that of the primary SH wave mode.
Recently, Liu et al. used the mathematical approach to predict the cumulative behavior of the third-harmonic generation of SH guided waves with a hyperelastic material model.[40] In their investigation, reciprocity and normal mode expansion approach were used to find the ordinary differential equation for the modal participation factors. Results indicate that primary SH wave modes are holo-internal-resonant with the third-harmonic fields. Lissenden et al. developed an experimental procedure by using magnetostrictive transducers for measurement of the third harmonic of SH0 wave mode. The proposed setup was used to evaluate the localized microstructural evolution in an aluminum plate.[41]
Li et al. studied the nonlinear behavior of SH guided wave propagation using partial wave technique and normal mode expansion approach.[42] In their study, all of the phase matched SH modes in an isotropic plate were provided, as indicated in Fig.
Deng et al. studied the SHG of SH wave modes in a layered planar structure with imperfect interface.[43] The influences of interfacial properties on the effect of SHG by the SH guided wave were discussed in their study. The coordinates system associated to the structure with two solid layers is shown in Fig.
The analyses indicate that the second-harmonic field generated by primary SH wave propagation consists of a series of DFLW modes with both longitudinal and transverse wave components for the reason that the cross-interaction of two shear waves can generate double frequency longitudinal wave components. As shown in Fig.
Investigation of SHG of Lamb wave propagation in an isotropic plate was firstly studied by perturbation method and partial wave technique.[27] In addition, a straightforward analyses of SHG of Lamb wave propagation by perturbation method and normal modal analysis technique were separately reported by Deng[31] and de Lima et al.[32] Srivastava et al. reported the possibility of the existence of anti-symmetric or symmetric second-harmonic Lamb wave modes.[44] Recently, this subject was also studied by using displacement gradient-based formation during the procedure of modal expanding analysis.[45,46]
To analyze the second-order solution of Lamb wave propagation, the normal model analysis approach is used. The total second harmonic field can be written as
Based on the above analyses, it is found that second-harmonic amplitude grows linearly with propagation direction, when
The symmetric (S) modes, anti-symmetric (A) modes, and symmetric DFLW (D) modes are shown in Fig.
SHG of Lamb wave propagation in a two-layered solid waveguide was studied by combining the modal analyses approach and the nonlinear reflection of acoustic waves at interfaces.[49–51] A straightforward and convenient analytical expression of cumulative second harmonic of Lamb wave propagation in this layered structure was provided. To illustrate the theoretical model, nonlinear Lamb wave propagation in a two-layered waveguide made of two different materials denoted by Mi with thickness of di (i = 1,2) was shown in Fig.
A modal analysis method was used to analyze the waveguide excitation. The second-harmonic field of Lamb wave propagation in the structure shown in Fig.
It shows that An(z) is linearly proportional to propagation distance z under the condition of k(f,l) = k(2f,n)/2, which represents the phase velocity matching between the lth primary Lamb wave and the nth DFLW component.
Cumulative SHG of Lamb wave propagation in a solid plate contacting a liquid layer was also analyzed by Deng.[52] In this investigation, a second-order perturbation and approach of nonlinear reflection of acoustic wave at an interface were employed to describe the physical process of SHG of Lamb wave propagation.
Compared with Lamb wave propagation in the isotropic plate, the strain energy function for a nonlinear elastic transversely isotropic material is expressed in terms of the five invariants of the Green–Lagrange strain tensor. The formal solution of second-harmonic field of guided wave propagation in anisotropic media was analyzed by Deng et al.[53,54] and the analytical results show that the efficiency of SHG of guided wave propagation can be significantly affected by the elastic anisotropy.
As shown in Fig.
For anisotropic material, the component of the nonlinear term in
Eq. (
Similar to the analysis of SHG of primary Lamb waves in an isotropic plate, the perturbation approximation and normal modal expansion approach are used in this problem. The second-harmonic field
Recently, Zhao et al. reported a theoretical study on the SHG of Lamb waves in composite.[55] The analysis shows that the efficiency of SHG can be determined by the propagation direction of Lamb waves in the composites. Li et al. provided an example of Lamb wave modes selection for generation of cumulative second harmonic in co-directional composites structure.[56]
In piezoelectric material, piezoelectric and dielectric nonlinearities can be other sources for acoustic nonlinearity of primary guided wave propagation. Recently, Deng et al. studied the nonlinear behavior of ultrasonic guided wave propagation in a piezoelectric plate with nonlinear elastic, piezoelectric, and dielectric properties.[57] Generally, besides dispersion and multi-mode characteristics of guided wave propagation, the inherent coupling between the electric and mechanical fields in piezoelectric materials makes the theoretical analysis of SHG of guided waves much more complex than that in an isotropic elastic plate.
The Lagrangian coordinate system established for a single piezoelectric plate is shown in Fig.
The second-order terms,
For a given set of orientation angles (γ1, γ2, γ3, the primary guided wave propagating in the piezoelectric plate with the specific electrical boundary conditions at a2 = −d and 0 (see Fig.
de Lima et al. theoretically studied the elastic wave in waveguides with arbitrary cross-section media.[60] They reported the harmonics generation of ultrasonic guided wave propagation in cylindrical rods and shells, based on the perturbation method and normal mode decomposition technique which was suggested by Auld.[3] Practically, unlike the case of guided wave propagation in plate-like structures where the diffusion of energy for primary wave propagation makes it difficult for long range detection, the guided wave propagation in tube-like structures provides a more efficient approach to detect material nonlinearity due to its less energy diffusion.
The normal modal expansion analysis shown in Section
Accompanying propagation of primary wave mode (
Theoretical studies of the conditions for the existence of longitudinal or flexural waves in nonlinear, isotropic rods were presented by Srrivastava et al.,[61–63] who applied the analytical solutions in rail tracks for the potential measurement of thermal stress in welded rail. Liu et al. studied the interaction of axisymmetric torsional and longitudinal guided waves in circular cylinders.[64] Li, et al. investigated the axisymmetric guided waves modes in pipe and applied the phase matched longitudinal guided wave modes to evaluate the thermal damage.[65,66] Recently, numerical studies of nonlinear guided waves in uniform waveguides with arbitrary cross section were conducted by Zuo et al. and the SHG of guided waves in a steel rectangular bar was studied using the proposed numerical model.[67]
Circumferential guided wave (CGW) is another kind of fundamental wave mode that propagates along the circumference of the circular tubes. Recently, Gao and Deng et al. established a theoretical model to analyze the SHG of CGW propagation in a circular tube with isotropic, homogeneous, and dispersionless features.[68–70] The cylindrical coordinates for analyzing CGW propagation were shown in Fig.
The displacement field of the primary CGW mode propagating along the circumference of the circular tube can be expressed as
Obviously, the theoretical results obtained for SHG of primary CGWs are similar to those of ultrasonic guided wave propagation in plate-like structures.
Proper mode tuning with physically based feature is highly demanded to enhance the efficiency of the generation and reception of second harmonics. The phase matched guided wave modes could be found in the dispersion curves. The key concept of nonlinear guided wave test is to use those modes with a good phase matching associated with significant energy transmission from the fundamental frequency wave mode to the second harmonic. Selecting certain modes among all the phase matched ones can play a significant role to improve the sensitivity of the detection of material nonlinearity in practice. Li et al. studied the nonlinear feature of phase matched Lamb wave modes for comparison of efficiency of SHG.[71]
The displacement of guided wave propagation in an isotropic plate with traction free boundary condition can be decomposed into in-plane and out-of-plane contributions, and each contribution can be divided into symmetric and anti-symmetric parts.[72] The ratio of the displacement amplitudes of primary wave (Uf) and second harmonic (U2f) can be represented as
Therefore, the nonlinear parameter for symmetric Lamb wave modes can be represented by in-plane displacement on the surface as
Using the same method, the nonlinear parameters of Lamb wave propagation can be represented by the out-of-plane displacement on the surface as
The formulas in Eqs. (
The characteristics of various phase matched Lamb wave modes were also discussed by Müller et al.[73] and Matlack et al.,[73] who investigated the SHG of different phase matched Lamb wave modes in nonlinear elastic plates. The actual rate of SHG is important for the measurement of the second harmonic with high signal-to-noise ratio. In their work, the ratio of second-harmonic amplitude to the square of the primary-wave amplitude is used to quantify the rate of SHG. Although the well-phase-matched guided wave modes can generate a cumulative second-harmonic wave, there is a need to study the physical insight of the nonlinear feature among different phase matched guided wave modes for the higher efficiency of higher harmonic generation. Studies of nonlinear features of various phase matched guided wave modes are necessary for comparison of SHG efficiency.
The symmetry of second-harmonic fields of Lamb wave propagation was investigated by Deng,[29–1] de Lima et al.,[32] and Chillara et al.[75] Based on the results of these existing investigations, it can be concluded that a symmetric primary guided wave mode can generate a symmetric secondary wave mode. However, their controversial conclusion is about the symmetry of the secondary wave mode in the case of the primary antisymmetric guided wave mode. De Lima et al. state that a primary mode can generate a secondary mode only with the same symmetry, which means that an antisymmetric primary mode can generate an antisymmetric but not a symmetric secondary mode.[32] In contrast, the analytical expressions and numerical analyses of the second-harmonic field were provided by Deng, and the results obtained indicate that the cumulative second harmonic is symmetrical regardless of whether primary Lamb wave propagation is symmetrical or antisymmetrical.[29–31] Müller et al. also investigated the symmetry properties of the second harmonic of Lamb wave propagation,[73] and the symmetry properties for the second-harmonic field of primary Lamb waves were obtained when the primary Lamb wave mode was either symmetric or antisymmetric. The analytical solution of second harmonics of primary Lamb waves shows that only the symmetric second-harmonic modes at double frequency exist, even if the antisymmetric Lamb wave modes are selected as the primary guided waves. It can be concluded that neither symmetric nor antisymmetric primary Lamb wave mode can generate an antisymmetric Lamb wave mode at double frequency.
In order to ensure generation of cumulative second harmonic of guided waves, it is well accepted that the conditions of phase velocity matching and non-zero power flux from primary mode to secondary mode should be satisfied.[29–32] In addition, some researchers pointed out that the requirement of group velocity matching between the primary guided wave mode and secondary ones is also needed for generation of a cumulative second harmonic.[76–78] However, this idea is still in dispute.[79,80]
The theoretical analysis of SHG of guided waves propagation at the condition of non-matched group velocity of primary mode and secondary ones was firstly reported by Deng et al.[79,80] Figure
Recently, Xiang et al. further studied the generation of cumulative second harmonic by guided wave propagation with group velocity mismatching by numerical and experimental methods.[81] As illustrated in their results, it is found that the cumulative effect of SHG with propagation distance can be obtained for the phase matched mode pair under the condition of group velocity mismatching. Thus, it can be concluded that the integrated amplitude of the second-harmonic signal (i.e.,
We present a review of the theoretical studies on SHG of guided wave propagation in solid media. The perturbation approach is widely used to solve the nonlinear wave equation with boundary condition, and to obtain the solutions of the primary wave mode as well as the secondary one arising from the body forces and surface tractions generated by nonlinearities at twice the fundamental frequency. Within a second-order perturbation approximation, nonlinear reflection of acoustic waves at interfaces and normal modal expansion are two means to derive the solutions of the secondary wave modes at twice the fundamental frequency. The theoretical analysis of acoustic fields of primary and secondary wave modes can be used to find the conditions for SHG with a cumulative effect versus propagation distance. Cumulative SHG of ultrasonic guided wave propagation in different structures/materials is theoretically discussed. The theoretical study of SHG of guided wave modes provides more insight into choosing the proper mode pair for better excitability/receivability in detecting material’s nonlinearity. Two typically disputed issues for nonlinear guided wave propagation are clarified. This paper is of significance for comprehensively understanding the current status of theoretical investigations of SHG by ultrasonic guided wave propagation.
Due to the complicated physical mechanism of SHG of ultrasonic guided wave propagation, there are still some research challenges that need to be addressed. (i) The physical insight into the nonlinear features among different guided wave modes is still obscure. It is worth further investigation to select certain wave modes among all the phase-velocity-matched ones, which can increase the efficiency of SHG of primary guided waves, and can improve the sensitivity of the detection of material nonlinearity. (ii) Generally, the physical process of SHG of ultrasonic guided waves is described based on the classical nonlinear constitutive relation. However, the intrinsic mechanism of the nonlinear response of ultrasonic guided waves due to the complex dependence of local or volumetric nonlinearity is not yet well understood. (iii) The current testing strategy based on the SHG of ultrasonic guided wave propagation is generally applicable to test over a region rather than a specific location. How to develop an approach based on the nonlinear ultrasonic guided waves for locating the local nonlinearity (e.g. degradation/damage) is a difficult issue to be addressed.
From the authors’ viewpoint, future tendencies of research in nonlinear guided waves may include the following. (i) Due to the complexity and difficulty of the experimental examinations of nonlinear ultrasonic guided waves, the strategy of numerical simulations will undoubtedly play an increasing role in checking the relevant theoretical predictions. (ii) The physical process of SHG of ultrasonic guided waves in isotropic plates or plate-like structures has been widely analyzed. In the next step, further investigations will be focused on the nonlinear guided waves propagating in either anisotropic, inhomogeneous media or complex waveguide structures. (iii) Due to the similar advantages of nonlinear frequency mixing of bulk acoustic waves (e.g. great flexibility in selecting wave modes, frequencies, and propagation directions), analyses of nonlinear frequency mixing response of ultrasonic guided waves will undoubtedly attract more and more attention.
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